Association points to meaningful tailored regulation as more effective and beneficial to investing public November 19, 2019 (Toronto) — Today the Ontario Securities Commission (OSC) released a report titled “Reducing Regulatory Burden in Ontario’s Capital Markets” (the Report). The Portfolio Management … Continue reading →
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Event Summary October is Cyber Security Awareness Month. In the face of quickly-evolving and increasing cyber threats, our panel of experts provided practical tips on how to assess, mitigate and manage your firm’s risks. Forensic experts discussed cyber breach trends … Continue reading →
Meeting Materials Agenda for the Meeting Minutes from the Previous Meeting (June 12, 2019) Full Slide Deck Presentations & Recordings PART 1: PRESENTATIONS (Part 1 of 2) Proceeds of Crime (Money Laundering) and Terrorist Financing Act (AML) amendments update – Lori Stein Presentation … Continue reading →
TORONTO, October 3, 2019 — The Portfolio Management Association of Canada (PMAC) welcomes the final publication of nationally harmonized amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103). “These changes go a long way to … Continue reading →
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The 2019 Compensation Survey is now available for purchase. This survey, completed in partnership with Baynes & White, includes 36 key industry positions. Report highlights listed below: Responses were received from 110 firms for an overall response rate of 40.1%. … Continue reading →
The 2019 Toronto Regulatory & Compliance Forum took place on September 19th at the Toronto Region Board of Trade. Forum Agenda Welcome & Opening Remarks Co-Hosts: Jasmin Jabri, Chief Compliance Officer, Head of Compliance – Canada, Invesco Canada … Continue reading →
The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity to submit the following comments regarding the Government of Canada’s proposals via the Ministry of Innovation, Science and Economic Development to amend the Personal Information Protection and … Continue reading →
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Overview The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity to comment on the consultation with respect to the regulation of financial planners and financial advisors issued by the Financial and Consumer Affairs Authority of Saskatchewan … Continue reading →
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Background The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity to provide feedback on the Ministry of Finance’s (Ministry) consultation with respect to “A Review of the Solvency Funding Framework under the Pensions Benefits Standards Act: … Continue reading →
PMAC’s mission statement is “advancing standards” and we are consistently supportive of measures that improve standards for the benefit of investors (the clients of asset managers). PMAC and its members care deeply about the protection and proper use of investors’ … Continue reading →
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