CORNERSTONE GROUP ™
Portfolio Management Association

PMAC

PMAC Applauds the OSC Report “Reducing Regulatory Burden in Ontario’s Capital Markets 2019”

19 Nov 2019 14:30


Association points to meaningful tailored regulation as more effective and beneficial to investing public November 19, 2019 (Toronto) — Today the Ontario Securities Commission (OSC) released a report titled “Reducing Regulatory Burden in Ontario’s Capital Markets” (the Report). The Portfolio Management … Continue reading

The post PMAC Applauds the OSC Report “Reducing Regulatory Burden in Ontario’s Capital Markets 2019” appeared first on PMAC.


Managing Cyber Risk

10 Oct 2019 18:52


Event Summary October is Cyber Security Awareness Month. In the face of quickly-evolving and increasing cyber threats, our panel of experts provided practical tips on how to assess, mitigate and manage your firm’s risks. Forensic experts discussed cyber breach trends … Continue reading

The post Managing Cyber Risk appeared first on PMAC.


Compliance Officers’ Network – October 7, 2019

7 Oct 2019 20:42


Meeting Materials Agenda for the Meeting  Minutes from the Previous Meeting (June 12, 2019)  Full Slide Deck Presentations & Recordings PART 1: PRESENTATIONS (Part 1 of 2) Proceeds of Crime (Money Laundering) and Terrorist Financing Act (AML) amendments update – Lori Stein Presentation … Continue reading

The post Compliance Officers’ Network – October 7, 2019 appeared first on PMAC.


PMAC comments on final amendments to National Instrument 31-103 (the Client Focused Reforms)

3 Oct 2019 21:02


TORONTO, October 3, 2019 — The Portfolio Management Association of Canada (PMAC) welcomes the final publication of nationally harmonized amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103). “These changes go a long way to … Continue reading

The post PMAC comments on final amendments to National Instrument 31-103 (the Client Focused Reforms) appeared first on PMAC.


PMAC 2019 Compensation Survey

25 Sep 2019 21:22


The 2019 Compensation Survey is now available for purchase. This survey, completed in partnership with Baynes & White, includes 36 key industry positions. Report highlights listed below: Responses were received from 110 firms for an overall response rate of 40.1%. … Continue reading

The post PMAC 2019 Compensation Survey appeared first on PMAC.


2019 Toronto Regulatory & Compliance Forum

19 Sep 2019 14:19


    The 2019 Toronto Regulatory & Compliance Forum took place on September 19th at the Toronto Region Board of Trade. Forum Agenda Welcome & Opening Remarks Co-Hosts: Jasmin Jabri, Chief Compliance Officer, Head of Compliance – Canada, Invesco Canada … Continue reading

The post 2019 Toronto Regulatory & Compliance Forum appeared first on PMAC.


PMAC submission on Discussion paper: “Strengthening Privacy for the Digital Age”

18 Sep 2019 18:35


The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity to submit the following comments regarding the Government of Canada’s proposals via the Ministry of Innovation, Science and Economic Development to amend the Personal Information Protection and … Continue reading

The post PMAC submission on Discussion paper: “Strengthening Privacy for the Digital Age” appeared first on PMAC.


PMAC submission on Consultation on the regulation of financial planners and financial advisors

9 Sep 2019 19:25


Overview The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity to comment on the consultation with respect to the regulation of financial planners and financial advisors issued by the Financial and Consumer Affairs Authority of Saskatchewan … Continue reading

The post PMAC submission on Consultation on the regulation of financial planners and financial advisors appeared first on PMAC.


PMAC Submission on A Review of the Solvency Funding Framework under the Pensions Benefits Standards Act: A Consultation Paper

29 Aug 2019 14:01


Background The Portfolio Management Association of Canada[1] (PMAC) is pleased to have the opportunity to provide feedback on the Ministry of Finance’s (Ministry) consultation with respect to “A Review of the Solvency Funding Framework under the Pensions Benefits Standards Act: … Continue reading

The post PMAC Submission on A Review of the Solvency Funding Framework under the Pensions Benefits Standards Act: A Consultation Paper appeared first on PMAC.


PMAC submission on OPC Consultation on Transborder Dataflows

1 Aug 2019 15:03


PMAC’s mission statement is “advancing standards” and we are consistently supportive of measures that improve standards for the benefit of investors (the clients of asset managers). PMAC and its members care deeply about the protection and proper use of investors’ … Continue reading

The post PMAC submission on OPC Consultation on Transborder Dataflows appeared first on PMAC.

        
1.888.268.6735
The Exchange Tower, 130 King Street West, Suite 1800, P.O. Box 427, Toronto, Ontario, M5X 1E3, Canada
Switch to desktop site
sc