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Portfolio Management Association

PMAC

September 20, 2017

22 Sep 2017 14:35


2017 Vancouver CEO Networking Dinner We were pleased to have as our distinguished speaker for the evening, Jim Ware, founder of Focus Consulting Group Inc. Jim has over 20 years’ experience as a research analyst, portfolio manager, and director of buy-side investment … Continue reading

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Compliance Officers’ Network – September 19, 2017

19 Sep 2017 19:32


Agenda for the Meeting  Minutes from the Previous Meeting (June 6, 2017)  Presentations Overview of recent Amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations[1] Lori Stein, Counsel, Investment Funds and Asset Management, Corporate Natalie Livshitz, Associate, … Continue reading

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Lawyers’ Network

13 Sep 2017 16:49


Date: Monday, November 13, 2017 Time: 3:45 – 4:00 PM EST – Registration 4:00 – 5:30 PM EST – Presentation 5:30 – 6:00 PM EST – Networking Reception Location: Fairmont Royal York, Algonquin Room, 100 Front Street West, Toronto Guest Speaker: Larry Ritchie, … Continue reading

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PMAC submission on CSA Notice and Request for Comment on Proposed National Instrument 93-101 – Derivatives: Business Conduct and Proposed Companion Policy 93-101CP – Derivatives: Business Conduct

6 Sep 2017 15:36


The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on the Canadian Securities Administrators’ (“CSA”) Notice and Request for Comment – Proposed National Instrument 93-101 – … Continue reading

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PMAC submission on IIROC Notice: Proposed Amendments to Client Identification and Verification Requirements

9 Aug 2017 14:05


The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments IIROC’s Notice on Proposed Amendments to Client Identification and Verification Requirements (the “Proposed Amendments”). Capitalized terms used … Continue reading

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PMAC feedback on recent developments and publications by the Ombudsman for Banking Services and Investments & Ongoing Service Provision to Portfolio Managers by OBSI

24 Jul 2017 12:39


OVERVIEW The Portfolio Management Association of Canada (“ PMAC“) represents over 240 investment management firms from across Canada that manage total assets in excess of $1.5 trillion, with a mix of both institutional and private client assets. PMAC is very supportive … Continue reading

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Preferred Shares – Landscape, Opportunities & Challenges

30 Jun 2017 21:24


Date: Tuesday, October 17th, 2017 Time: 4:00 pm to 5:00 PM EDT (Networking Reception to follow) Location: Toronto Board of Trade, First Canadian Place, 77 Adelaide Street West, Toronto, 4th Floor, ABCD Rooms Cost: – In Person: $75 + tax – Teleconference: $35 + … Continue reading

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June 7, 2017

15 Jun 2017 14:21


We were pleased to have as our distinguished speaker for the evening, professor and best-selling author Dr. Thomas Homer-Dixon, who holds the Centre for International Governance Innovation Chair of Global Systems at the Balsillie School of International Affairs. His presentation focused on “SEEING … Continue reading

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Canadian Securities Administrators Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions

9 Jun 2017 19:29


  The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on the Canadian Securities Administrators’ (“CSA”) Consultation Paper 81-408 – Consultation on the Option of Discontinuing … Continue reading

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Compliance Officers’ Network – June 6, 2017

6 Jun 2017 13:39


Agenda for the Meeting Minutes from the Previous Meeting (April 25, 2017)  Presentations CSA Consultations on Derivatives – impact of proposed business conduct and derivatives rule for portfolio managers Julie Mansi, partner in the Securities and Capital Markets Group at … Continue reading

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