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Compliance Officers’ Network – July 12 2018

12 Jul 2018 19:19


Agenda for the meeting Minutes from the previous meeting – April 24 2018 Presentations 1&2 – Another Hot Summer of Regulatory Fun – A discussion of the CSA’s Client Focused Reforms & the CSA’s Compensation Policy Concerns Rebecca Cowdery, Prema Thiele, Matt … Continue reading

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Toronto CEO Networking Dinner

13 Jun 2018 15:21


The CEO Dinner, held on June 12, was co-hosted by Zachary Curry, President & Portfolio Manager, Davis-Rae Ltd. Investment Counsel, and Doug McCutcheon, President, Longview Asset Management Inc. The dinner included the presentation to the winners of this year’s PMAC Award … Continue reading

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2018 Montreal Regulatory & Compliance Forum

7 Jun 2018 15:58


The 2018 Montreal Regulatory & Compliance Forum took place on June 7th at the Sofitel Montreal Le Carré Doré. Agenda Full Booklet Session 1: Tour de table règlementaire avec l’AMF et la CVMO || Regulatory Roundtable with the AMF and the … Continue reading

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2018 Vancouver Regulatory & Compliance Forum

30 May 2018 14:30


The 2018 Vancouver Regulatory & Compliance Forum took place on May 24th at the Rosewood Hotel Georgia. Agenda Full Booklet Session I: Regulatory Update and Overview of Recent Policy Developments Moderator: Sandra Jakab, Conduct Compliance Counsel, Jakab Law & Compliance … Continue reading

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PMAC submission on OSC Notice 11-780 – Statement of Priorities

28 May 2018 20:04


Re:  OSC Notice 11-780 Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2019 The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to … Continue reading

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PMAC Submission on Department of Finance Anti-Money Laundering Consultation

17 May 2018 20:40


 Overview The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide the Department of Finance Canada (Finance) with comments on the consultation paper titled, Reviewing Canada’s Anti-Money Laundering … Continue reading

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2018 PMAC Award for Excellence in Investment Journalism Winners Announced

17 May 2018 16:04


The Globe and Mail’s Tamsin McMahon and Tim Kiladze take top honours for “The real estate investors who bet on a boom—and lost” Andrew Willis for The Globe and Mail and Gordon Hoekstra for The Vancouver Sun receive second and third … Continue reading

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Compliance Officers’ Network – April 24, 2018

24 Apr 2018 14:06


Agenda for the Meeting Minutes from the Previous Meeting (February 15, 2018) Presentations 1 – Recent PM audit findings and compliance issues of note – Jason Chertin Jason, co-chair of McMillan’s Investment Fund and Asset Management group, will update members on recent … Continue reading

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PMAC Submission on Ontario Consultation on Regulation of Financial Planners

16 Apr 2018 19:05


Overview The Portfolio Management Association of Canada[1] (“PMAC“), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to comment on the consultation paper on the regulation of financial planners (the Consultation) issued by the Ontario Ministry … Continue reading

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New Member Orientation

12 Apr 2018 16:07


This in-depth session was open to new PMAC Member firms, as well as individuals new to existing PMAC Member firms. Key topics included: Overview of PMAC Committees, resources, surveys and services Key advocacy/government relations initiatives Highlights of Members’ Section of … Continue reading

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