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Compliance Officers’ Network – December 5, 2017

6 Dec 2017 18:10


Agenda for the Meeting Minutes from the Previous Meeting (September 19, 2017) Presentations MiFID II – Brief discussion of the impact of MiFID II on soft dollars for Canadian firms – Sean Sadler No presentation materials Current tax considerations for PM … Continue reading

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PMAC Response to Canadian Competition Bureau’s draft FinTech Report

21 Nov 2017 15:29


OVERVIEW The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on the Competition Bureau’s Public Consultation on the draft report of its market study concerning technology-led … Continue reading

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2017 National Conference

8 Nov 2017 21:42


Below are the presentation materials from the 2017 National Conference, which took place November 8th in Toronto. Agenda Materials   Recordings of each presentation: Opening Keynote– “The Geopolitical Chessboard in an Uncertain World” Session II- “Considerations for Serving Clients with Diminishing Capacity” … Continue reading

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November CEO Dinner

7 Nov 2017 21:34


The CEO Dinner, held on November 7, was co-hosted by Todd Flick, Scotia Private Investment Counsel and Kevin LeBlanc, Jarislowsky Fraser Limited. This featured a dynamic discussion from Avery Shenfeld, Chief Economist, CIBC and Myles Zyblock, Chief Strategist, 1832 Asset Management. Click below … Continue reading

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Preferred Shares Event

17 Oct 2017 14:11


Click on the link below to listen to the Preferred Shares seminar, which took place October 17 at the Toronto Board of Trade. Preferred Shares Seminar

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Toronto Regulatory & Compliance Forum

28 Sep 2017 18:17


Below is the full presentation material from the 2017 Toronto Regulatory & Compliance Forum, which took place on September 28. Agenda Materials

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September 20, 2017

22 Sep 2017 14:35


2017 Vancouver CEO Networking Dinner We were pleased to have as our distinguished speaker for the evening, Jim Ware, founder of Focus Consulting Group Inc. Jim has over 20 years’ experience as a research analyst, portfolio manager, and director of buy-side investment … Continue reading

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Compliance Officers’ Network – September 19, 2017

19 Sep 2017 19:32


Agenda for the Meeting  Minutes from the Previous Meeting (June 6, 2017)  Presentations Overview of recent Amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations[1] Lori Stein, Counsel, Investment Funds and Asset Management, Corporate Natalie Livshitz, Associate, … Continue reading

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PMAC submission on CSA Notice and Request for Comment on Proposed National Instrument 93-101 – Derivatives: Business Conduct and Proposed Companion Policy 93-101CP – Derivatives: Business Conduct

6 Sep 2017 15:36


The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on the Canadian Securities Administrators’ (“CSA”) Notice and Request for Comment – Proposed National Instrument 93-101 – … Continue reading

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PMAC submission on IIROC Notice: Proposed Amendments to Client Identification and Verification Requirements

9 Aug 2017 14:05


The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments IIROC’s Notice on Proposed Amendments to Client Identification and Verification Requirements (the “Proposed Amendments”). Capitalized terms used … Continue reading

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