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Portfolio Management Association

PMAC

PMAC response to CSA Notice and Request for Comment – Proposed National Instrument 93-102 – Derivatives: Registration and Proposed Companion Policy 93-102 – Derivatives: Registration

17 Sep 2018 21:12


Overview The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on Proposed National Instrument 93-102 – Derivatives: Registration and Proposed Companion Policy 93-102 – Derivatives: Registration … Continue reading

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PMAC response to CSA Second Notice and Request for Comment – Proposed National Instrument 93-101 – Derivatives: Business Conduct and Proposed Companion Policy 93-101CP – Derivatives: Business Conduct

17 Sep 2018 21:06


OVERVIEW The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide comments on the second notice and request for comment published by the Canadian Securities Administrators (CSA) titled … Continue reading

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Compliance Officers’ Network – September 12, 2018

13 Sep 2018 13:41


Agenda for the Meeting  Minutes from the Previous Meeting (July 12, 2018)  Presentations Member Q&A 1 – Mandatory new Canadian data breach obligations – Adam Kardash will discuss implications for members of the new notice requirements under the Personal Information Protection and Electronic … Continue reading

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PMAC submission on Regulations Amending Certain Regulations Made Under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act

6 Sep 2018 18:53


Overview The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide the Department of Finance Canada (Finance) with comments on the Regulations amending certain regulations made under the … Continue reading

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PMAC submission on CMRA Regulation 45-501 – Prospectus and Registration Exemptions

7 Aug 2018 14:11


Overview The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide the Cooperative Capital Markets Regulatory System (CCMRS) with comments on the CMRA Regulation 45-501 – Prospectus and … Continue reading

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PMAC submissions on the Discussion Paper on Expanding Cost Reporting

24 Jul 2018 13:30


Overview The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to provide the Mutual Fund Dealers Association of Canada (MFDA) with comments on the Discussion Paper on Expanding Cost … Continue reading

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Compliance Officers’ Network – July 12 2018

12 Jul 2018 19:19


Agenda for the meeting Minutes from the previous meeting – April 24 2018 Presentations 1&2 – Another Hot Summer of Regulatory Fun – A discussion of the CSA’s Client Focused Reforms & the CSA’s Compensation Policy Concerns Rebecca Cowdery, Prema Thiele, Matt … Continue reading

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Toronto CEO Networking Dinner

13 Jun 2018 15:21


The CEO Dinner, held on June 12, was co-hosted by Zachary Curry, President & Portfolio Manager, Davis-Rae Ltd. Investment Counsel, and Doug McCutcheon, President, Longview Asset Management Inc. The dinner included the presentation to the winners of this year’s PMAC Award … Continue reading

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2018 Montreal Regulatory & Compliance Forum

7 Jun 2018 15:58


The 2018 Montreal Regulatory & Compliance Forum took place on June 7th at the Sofitel Montreal Le Carré Doré. Agenda Full Booklet Session 1: Tour de table règlementaire avec l’AMF et la CVMO || Regulatory Roundtable with the AMF and the … Continue reading

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2018 Vancouver Regulatory & Compliance Forum

30 May 2018 14:30


The 2018 Vancouver Regulatory & Compliance Forum took place on May 24th at the Rosewood Hotel Georgia. Agenda Full Booklet Session I: Regulatory Update and Overview of Recent Policy Developments Moderator: Sandra Jakab, Conduct Compliance Counsel, Jakab Law & Compliance … Continue reading

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